Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

Every year, the Financial Industry Regulatory Authority (FINRA) issues an Annual Regulatory Report in an effort to provide ...

Marjorie Kessler, 76, claimed last year that Morgan Stanley violated two industry rules and “long-standing” industry ...

Our M1 Finance 2025 review delves into how this intuitive investing platform combines automated investing with personalized ...

In an opinion post for a16z crypto, Latham lawyer Jenny Cieplak calls for a new regulatory approach for tokenized securities.

Even the sale of equipment from a business can produce a good chunk of change, though where that comes in the pecking order ...

Beware of online romance scams targeting Ohioans this Valentine's Day, with reported losses totaling in the millions.

Cedar Creek’s average annual return over our 19 year history is 14.0%, net of fees and expenses, which compares favorably to ...

Many taxpayers may be surprised by a larger tax bill if the TCJA isn't extended. Check out these proactive strategies to help mitigate some of the impacts.