JD Supra14h
FINRA Issues 2025 Annual Regulatory Oversight Report
FINRA issued its 2025 Annual Regulatory Oversight Report, providing a detailed look into FINRA’s current regulatory oversight ...
‘I’m concerned that I’ve been taken advantage of.’ A financial adviser sold me an $800K annuity, but I now realize the fees were 3.5% and the planner has been sued by ...
I hired a financial planner who recommended an annuity. The annuity yields me 5% per year on about $800,000 invested, with return of principal pay ...