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CT Insider on MSN1h
Julie Jason: Recovering From Fraud — It’s Not Just About the Money
For financial fraud victims, the loss can be more than monetary. Nearly two-thirds of 600 self-reported fraud victims said in a survey funded by the FINRA Investor Education Foundation that they ...
Financial Advisor IQ6h
Finra Floats Supervision Relief for Pre-2025 Off-Channel Comms Settlements
Finra plans to modify its heightened supervision plans for the 77 broker-dealers who reached such settlements with the SEC prior to 2025, according to a Thursday blog post by Finra President and Chief ...
Financial Planning8h
LPL Financial drops data-breach defamation suit against Ameriprise
The industry rivals could still turn to FINRA arbitration to pursue their dispute over allegedly unwarranted data breach ...
Dominari Securities Leads $40 Million Public Offering Providing Continued Capital Markets Support to Established Client, Unusual Machines
Dominari Securities LLC, a wholly owned subsidiary of Dominari Holdings Inc. (Nasdaq:DOMH), today announced it served as the exclusive placement agent successfully leading the placement of a $40 ...