FINRA previously announced in Regulatory Notice 25-04 that it is launching a broad review to modernize its rules regarding member firms and ...

Finra is launching a set of regulatory initiatives aimed at modernizing its rulebook, easing compliance pressure on smaller firms, and strengthening the financial industry's defenses against cyber ...

Prime brokerage Hidden Road, which was recently acquired by Ripple for $1.25 billion, has secured a broker-dealer license from the Financial Industry Regulatory Authority (FINRA) — a move that ...

Modernizing FINRA Rules. FINRA is conducting a broad review of its rules to modernize requirements, facilitate innovation and eliminate unnecessary burdens. Empowering Member Firm Compliance.

Prime broker Hidden Road’s subsidiary, Hidden Road Partners CIV US LLC has been granted approval by the Financial Industry Regulation Authority (FINRA) to operate as a FINRA-member broker-dealer.

Dogecoin Cash, Inc. (OTC: CBDS) received confirmation from the Financial Industry Regulatory Authority (FINRA) that its previously announced stock dividend, payable in a separate equity security ...

The so-called cause exam by Finra, Wall Street’s self-regulatory watchdog, was disclosed by B. Riley Wealth Management in a filing submitted earlier this month with the US Securities and ...

Why people learn bad habits in the first place remains mysterious. Most habits form precisely because they are helpful. Automatic behaviours, such as those involved in a morning routine ...

Michigan students who enter a sweepstakes for completing the FAFSA form could receive $10,000 or $50,000 for education expenses. Gov. Gretchen Whitmer championed the giveaway as her administration ...

When an earthquake strikes, humans duck and cover. But elephants get in formation. African elephants at the San Diego Zoo instinctively formed a protective circle around its youngest family ...

Aurobindo's subsidiary Aurolife Pharma received a Form 483 from the FDA outlining 11 observations at a U.S. production plant, the Indian drugmaker said in a filing late last week. The exact nature ...