In November, Wells Fargo said it had hired another Apex Clearing executive, George Tamer, to a senior role at its RIA ...

Partners and Johnson Investment Counsel speak out on the costs of consolidation, the pros and cons of PE, and how they're ...

According to the 2022 complaint, Cambridge’s RIA had since 2014 put clients in “no-transaction fee” mutual funds and money market cash sweeps that juiced revenue for the broker-dealer from clearing ...

Founder Steven Fox is asking for a flat $18,000 per year from planners to act as their RIA and platform provider to drive ...

Ria Atayde recently treated her followers to a post about her family’s recent triple celebration. She, Zanjoe Marudo, and ...

With more views and options for financial advisors to be independent, TritonPoint Partners is offering up its take on ...

“I’ve been an RIA for years, and I’ve never been sued.” Advisors commonly share some version of this response when we have planning discussions about their needs for management liability insurance, ...

Day-long talks in Saudi Arabia between the U.S. and Russia over a ceasefire in the Ukraine war were "difficult" but "constructive," a Russian official said. Grigory Karasin, a member of the Russian ...