Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

Every year, the Financial Industry Regulatory Authority (FINRA) issues an Annual Regulatory Report in an effort to provide ...

In an opinion post for a16z crypto, Latham lawyer Jenny Cieplak calls for a new regulatory approach for tokenized securities.

Even the sale of equipment from a business can produce a good chunk of change, though where that comes in the pecking order ...

Institutional investment managers who were preparing to file their initial Form SHO on Feb. 14, 2025, have been granted a one ...

Cedar Creek’s average annual return over our 19 year history is 14.0%, net of fees and expenses, which compares favorably to ...

Many taxpayers may be surprised by a larger tax bill if the TCJA isn't extended. Check out these proactive strategies to help mitigate some of the impacts.