On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a natural person’s ...

Content is provided for informational purposes only and is not investment advice. All investments involve risk, including the ...

He is a CFA charterholder as well as holding FINRA Series 7, 55 & 63 licenses ... Barr (vice chair for supervision), Michelle W. Bowman, Lisa D. Cook, Adriana D. Kugler, and Christopher J.

In its other new section, FINRA reminds firms that offer extended hours trading that they must comply with FINRA Rule 2265, which requires that these firms provide their customers with a risk ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and ...

This is the financial cost of the pursuit of love, and some ways to create connections without added financial strain.

WELLINGTON, Feb 10 (Reuters) - The Cook Islands lie halfway between New Zealand and Hawaii and are made up of 15 islands and atolls spread over 700 square miles (1.9 million square kilometres ...

The nonpartisan election handicapper Cook Political Report is rating 10 Democratic-held seats and eight seats held by Republicans as toss-ups ahead of the 2026 election. The 10 Democratic seats ...

When tech titans Mark Zuckerberg, Jeff Bezos, Sundar Pichai and Tim Cook hung out together at a pre-inauguration church service in Washington, DC, Monday morning it was apparently by choice.

President-elect Trump on the eve of his inauguration says he spoke with Apple CEO Tim Cook and teased a potential move by the world’s most valuable company. “I spoke with Tim Cook of Apple.

Apple CEO Tim Cook was in attendance at President Trump’s inauguration today in Washington, D.C., and has taken to social media to promise “continued innovation and jobs” for the United States.

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Strategic Wealth Advisors Group (SWAG), a registered investment adviser.