As legal and political questions swirl, the brokerage industry self-regulator reasserts itself with “increased regulatory ...

NEW YORK, NY / ACCESS Newswire / March 13, 2025 / Levi & Korsinsky notifies investors that it has commenced an investigation of Robinhood ...

Robinhood will pay nearly $30 million in penalties for violating Financial Industry Regulatory Authority rules with ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

The probe by the Financial Industry Regulatory Authority is focusing on whether Calvin Lee Gray violated federal securities laws and FINRA rules. The investigation could lead to Gray being barred ...

Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...

HOOD to pay $26 million for violating several FINRA rules, including failing to respond to red flags of potential misconduct.

As generative artificial intelligence (Gen AI) tools rapidly evolve in 2025, FINRA member broker-dealers will be presented ...

WASHINGTON-- ( BUSINESS WIRE )--FINRA’s Board of Governors met on February 25-26. The agenda included electing a new Board ...

WASHINGTON--(BUSINESS WIRE)--FINRA has ordered Robinhood Financial to pay $3.75 million to its customers, and fined Robinhood Financial and Robinhood Securities $26 million for violating numerous ...