The brokerage-industry self-regulator says the departure from its piecemeal approach to regulatory review was its decision ...

On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when ...

The public has until May 13 to comment on a proposal that would prevent brokers from having to list side hustles like online antiques stores or after-hours bartending gigs.

NEW YORK CITY, NY / ACCESS Newswire / March 19, 2025 / Bronstein, Gewirtz & Grossman, LLC is investigating potential claims ...

NEW YORK, NY / ACCESS Newswire / March 19, 2025 / Levi & Korsinsky notifies investors that it has commenced an investigation of Robinhood ...

The current legal battle with a broker-dealer, Alpine Securities, is the latest challenge for the industry regulator.

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

As legal and political questions swirl, the brokerage industry self-regulator reasserts itself with “increased regulatory ...

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

The probe, by the Financial Industry Regulatory Authority, is focusing on whether the former employee violated federal ...

WASHINGTON--(BUSINESS WIRE)--FINRA has ordered Robinhood Financial to pay $3.75 million to its customers, and fined Robinhood Financial and Robinhood Securities $26 million for violating numerous ...

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