This post is the second installment discussing best practices for conducting a Human Resources compliance audit. The first installment of the series provided an overview of the compliance audit ...

Compliance or internal audit departments frequently carry out audits intended to assure that business partners in an organization, such as human resources or legal departments, have in place policies ...

Institute Audit, Compliance & Advisement promotes a strong internal control environment by objectively and independently assessing risks and controls; evaluating business processes for efficiency, ...

Diana Shaw of Wiley Rein LLP discusses a recent Department of Defense Office of Inspector General audit that identified ...

Auditing is an essential activity for small-business owners. Following proper auditing procedures helps businesses avoid tax problems later on, and helps companies assess their financial situations ...

An organization that is well-prepared for such an audit will make the process less stressful and time-consuming for everyone involved. Safety audits are a great way to ensure that an organization ...

When a company decides to outsource customer communications to a print service provider, that doesn’t mean the work is done. The vendor must be monitored and managed to ensure that they’re meeting the ...

State insurance regulatory agencies typically require all title insurance companies to conduct and submit the results of an annual compliance audit. The goal is to make sure title companies record and ...

The AICPA’s Auditing Standards Board (ASB) is inviting comment on a proposed Statement on Auditing Standards (SAS) that would amend AU-C Section 935, Compliance Audits, in AICPA Professional Standards ...

In a world fraught with identity theft and cybercrime, it’s more important than ever for companies to protect their customers’ credit card information. In the wake of the Target information breach ...