The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Welcome to Morgan Stanley Direct Lending first-quarter 2025 earnings call. At this time, all participants are in a listen and only mode. A question-and-answer session will follow the prepared remarks.

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

Morgan Stanley Investment Management (MSIM) has introduced a new evergreen private equity fund aimed at expanding access to ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...